Application support · Fund management

Prepare the business before you prepare the licence application.

Get structured help with a relevant fund-management licence application. We start by understanding the business you plan to operate and identifying the appropriate pathway—not by handing you a generic document pack.

Discuss your application

Start with the right route.

We first look at the business you plan to operate, then assess the relevant regime and application scope. Choosing a label at the outset is not a substitute for that assessment.

A/I licensed fund management company

For a proposed accredited and institutional licensed fund management company, we need to consider the operating model, clientele, activities, people and controls together. Our A/I LFMC application preparation guide explains what to gather about the team, ownership, funding and proposed business before engaging an adviser.

Venture capital fund manager

We consider the VCFM pathway separately against your proposed funds and activity. It is not simply a lighter version of an A/I LFMC application. If your proposed CEO comes from industry, our VCFM licence and industry-experience guide explains how to connect that experience with the proposed investment mandate.

A clear application-preparation process.

The exact steps will depend on your readiness, the complexity of the application and how we agree to divide the work.

  1. 01

    Understand the proposed business

    Clarify the regulated activity, clientele, structure, people, funds and target operating model.

  2. 02

    Assess readiness and plan the documents

    Identify the information needed, who owns each input, any material gaps and a sensible preparation sequence.

  3. 03

    Prepare the application

    Support the drafting and assembly of agreed materials, including selected supporting policies.

  4. 04

    Work through regulator queries

    Help organise and prepare responses within scope, while you remain responsible for every representation.

Clear roles from the start.

Your proposal sets out the preparation work, information needed and who takes each decision.

Advisors Assemble

We help prepare the agreed application materials, selected policies and responses to MAS queries.

Your firm

  • Select and substantiate the proposed business model.
  • Appoint suitable personnel and establish operational readiness.
  • Ensure all information is complete, accurate and not misleading.
  • Approve and submit the application and respond to MAS.

Specialist support

Your firm appoints legal, tax, fund-formation or capital-raising advisers separately where needed. We agree how their inputs fit into the preparation plan.

Your firm retains responsibility for the business and its compliance. Regulatory approval and timing remain subject to MAS’s assessment.

Application fees and scope.

Review our published LFMC application fee and scope before we discuss the work your firm needs. We confirm the relevant pathway, deliverables, responsibilities and fees in writing before work begins. VCFM application support is scoped separately.

Start by telling us about the business you plan to build.

A 20-minute introductory call can help clarify the proposed activity, your current readiness and whether application support may be a good fit.

Discuss your requirements
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