Keep recurring compliance work organised.
Get support for the work your firm actually needs, with responsibilities, frequency and boundaries agreed from the start.
See ongoing compliance supportSingapore regulatory compliance
Compliance shouldn’t be harder than it needs to be.
From licensing and registration applications to ongoing compliance, we help you understand what’s required and what to do next—so you have more time for your business and your clients.
Founder-led advice. Clear scope. Practical support.
A 20-minute introductory call to discuss your needs and whether we’re a good fit.
For fund managers, venture capital fund managers, licensed financial advisers, registered insurance brokers and DPT service providers in Singapore.
Who we help
Support for your type of firm.
Choose the category closest to your business. From there, we shape the discussion around your activities, permissions and stage—not a one-size-fits-all checklist.
01
Fund managers
Practical ongoing support for smaller accredited and institutional licensed fund management companies (A/I LFMCs).
02
Venture capital fund managers
Support for existing VCFMs and applicants, shaped around their distinct regulatory pathway.
03
Registered insurance brokers
Support based on your registration, broking activities and the way your firm operates.
04
Licensed financial advisers
Ongoing support that helps smaller firms organise responsibilities and recurring compliance work.
05
Digital payment token service providers
Selected review, reporting and remediation support alongside your in-house compliance function.
06
Family offices
Practical support for family offices on source-of-wealth records, policies, governance and oversight, based on their operating model.
07
Trusts and estates
Compliance support for trust companies and professionals working with trusts and estates, with the applicable framework and responsibilities agreed.
How we support you
Two ways we can help.
We start by understanding what you need. We then agree the scope, responsibilities and practical way of working before the engagement begins.
Prepare your application with a clear plan.
Work through agreed preparation steps for relevant fund-management, DPT payment-services and insurance-broker applications.
See licensing and registration supportHow an engagement starts
What happens next.
The first call helps us understand your needs and whether we may be a good fit. It is not a regulatory opinion or full compliance review.
- 01
Introductory discussion
Tell us about your firm, what you need help with and what is most pressing.
- 02
Scope and proposal
We set out the deliverables, responsibilities, boundaries, timing and proposed fees in writing.
- 03
Onboarding and delivery
We agree how we will work together, what information is needed and who owns each step.
Practical guides
Useful context for the decisions ahead.
Clear explanations of licensing, ongoing compliance and working with external compliance advisers in Singapore.
MAS Individual Accountability and Conduct Guidelines: What Smaller Financial Institutions Need to Do
A practical IAC framework for smaller Singapore financial institutions, covering responsibilities, conduct, proportionality and whether software is needed.
Read guideChanging Compliance Providers in Singapore: How to Manage the Handover
A practical compliance handover checklist covering records, outstanding work, responsibilities and regulatory continuity.
Read guideInsurance Broker Licence Singapore: How to Register as an RIB with MAS
Planning to start an insurance brokerage in Singapore? Learn the MAS RIB requirements for management experience, track record, capital, PII and compliance.
Read guideStart with a conversation
Tell us what you need help with.
A 20-minute introductory call can help us understand your needs, clarify the possible scope and decide whether we’re a good fit.
Discuss your requirements