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Registered insurance brokers · Singapore
Get founder-led insurance-broker compliance support in Singapore, with a scope based on your registration, broking activities, distribution model and the responsibilities already held within your firm.
Discuss your compliance needsWho it is for
This support may be useful if you are:
We confirm suitability and scope case by case. Your firm’s activities and circumstances—not its sector label alone—determine what may be needed.
How we can help
After reviewing your activities, current arrangements, internal ownership and priorities, we can agree which workstreams belong in the engagement. The MAS insurance-broker toolkit distinguishes registered, exempt and approved brokers.[1] We start with the sections relevant to your registration and check for firm-specific conditions.
Use your registration details, broking activities and distribution arrangements to prepare an agreed obligation map. Record which work is internal, where AA will support it and which questions need further clarification.
Build a calendar for applicable submissions and agreed internal reviews, with owners, preparation dates and evidence needed. We help assemble selected materials; management checks, approves and submits them.
Review or update selected policies using the firm’s actual broking workflow. Record who does what, where an issue is escalated and what evidence staff should retain. Management approves and implements the final documents.
Review agreed samples or issue records and prepare a report setting out observations, missing evidence and proposed follow-up. Management assigns owners and decides the actions.
Prepare a focused session using an agreed compliance issue or procedure. Keep the materials, attendance record and follow-up questions together; the firm remains responsible for staff supervision.
Help organise the facts, supporting records and draft response for a selected business change or MAS query. Your firm confirms accuracy, approves the position and submits the response.
A practical example
A fictional registered insurance broker example showing how priorities become review work and management actions. Actual work and frequency depend on your engagement.
The firm wants to check how one recurring submission is prepared. Management identifies the submission, the person responsible and the relevant working papers.
AA reviews the agreed working papers and submission record, then notes missing checks, unclear ownership and questions needing clarification.
Management resolves the questions, approves any changes and assigns the next preparation date. AA updates the agreed calendar and action tracker.
A calendar entry tells you a task was planned. The working papers and submission receipt show what was done. Agree what evidence to retain and who will keep it.
This is an illustrative planning aid, with fictional workstreams and no prescribed regulatory deadlines. It is not a complete compliance calendar or a substitute for assessing your firm's requirements.
Download the editable example workplan (CSV)Not included unless agreed
What stays with you
Your first discussion
Common questions
No. The scope needs to reflect your broking activities, registration and any other permissions or exemptions.
No. Advisors Assemble provides compliance consultancy support. We do not place insurance or provide broking services.
Read the ongoing compliance obligations guide for registered insurance brokers to identify questions for your workplan. Then compare outsourced compliance scope and responsibilities and review our published packages and fees. If you are preparing a new brokerage, the MAS insurance-broker registration guide addresses that separate preparation stage.
Start with a conversation
Share the immediate issue, ask initial questions and see whether there is a sensible basis for an engagement.
Discuss your requirements